Regulation and Compliance
Senior Level Supervision
Our compliance procedures, systems and reporting are managed through a formal process, supervised and controlled at senior level.
HMSA Group is fully committed to meeting its obligations under the laws regulating international money laundering in the various jurisdictions in which it operates.
Accordingly, we routinely require formal confirmation of the identity and address of our clients and the nature and underlying rationale behind any particular business structure or activity.
HMSA Sarl is a member of the self-regulatory body of the Association Romande Des Intermediaires Financiers (ARIF).
ARIF is a self-regulating body approved by the Swiss Financial Market Supervisory Authority (FINMA) for the supervision of the financial intermediaries referred to in article 2 paragraph 3 of the Swiss Federal Law on combating money laundering and terrorism financing in the financial sector (AMLA).
ARIF is also recognized by FINMA as a professional organization for laying down rules of conduct relating to the practice of the profession of independent asset manager within the meaning of the Swiss Federal Act on collective investment schemes.
HMSA Limited is registered with HMRC as a Trust and Corporate Service Provider.
HMSA (HK) Limited is registered with the Hong Kong Registry for Trust and Company Service Providers as a Trust and Company Service Provider.